At Proteus, we put your goals first. Our client-first approach combines

strategic insight with deep industry knowledge.

 

Our mission is to help financial advisors and RIAs find the right platform, culture, and opportunities for long-term success.

 

Thinking About Changing Firms?

 

For financial advisors, changing firms is never a decision made lightly. It’s personal. It’s professional. And it’s often prompted by a powerful
combination of push and pull: something no longer feels right where you are—and something more compelling is calling from elsewhere.
Whether you’re seeking more independence, better technology, cultural alignment, or a stronger support model, a move can be the catalyst for
growth. But it also comes with uncertainty. Here’s what to keep top of mind if you’re considering a transition:

 

1. Start with Your “Why” & Clarify your motivations

 

Are you looking for better client solutions? More autonomy? A change in leadership philosophy? Your “why” will guide your questions and help
you choose the right platform—not just a different one.

 

2. Client Experience is Paramount

Your clients chose you—not your firm’s name on the door. But transitions can raise questions. Focus on clear, confident, and timely
communication. Reaffirm that the move is about better serving them, not just yourself.

 

3. Understand the Restrictions Know your current contractual obligations

 

Protocol vs. non-protocol, non-solicits, and garden leave all affect how (and when) you move. Legal missteps can damage both your reputation
and your business.